Office of Sponsored Programs

PROPOSAL PREPARATION: Development

In the course of developing and preparing a proposal, Principal Investigators, the OSP staff, the School/College Deans, and the Dean of Academic Affairs work together to ensure that a complete product is submitted to the sponsoring agency. 

The Principal Investigator-

  • Contacts OSP at early stages of project conceptualization.

  • Writes technical narrative with guidance from OSP.

  • Drafts list of costs for project.

  • Discusses with teaching unit head and School/College Dean the intent to submit a proposal, and its benefits and implications.

  • Secures approval of compliance committee(s) (for animal subjects, human subjects, or radioactive materials).

The OSP Staff Member-

  • Identifies possible funding sources.

  • Develops budgets and budget narratives within appropriate guidelines, verifying salaries and confirming costs.

  • Coordinates with the University Development Office.

  • Coordinates University Pre-Approval Process in advance of proposal submission for those proposals over $250,000 and those proposals of any dollar amount that are sent to an international address.

  • Completes proposal forms required by the University and the sponsor.

  • Prepares capability statements appropriate to the project.

  • Drafts transmittal letters to the proposed sponsor.

  • Compiles complete proposal packages.

  • Coordinates the University review process, securing necessary approvals and signatures.

  • Has proposal packages copied and bound for submission.

  • Submits proposal and copies to sponsor.

  • Arranges for courier service, hand-delivery, or express mail.

  • Distributes copies to signatories.

  • Makes follow-up phone calls to monitor status of proposals.

  • Coordinates budget revisions and re-submissions as necessary.

  • Arranges for debriefings with prospective sponsors, as appropriate.

The School/ College Dean

  • Reviews substantive content of proposal and examines proposal objectives in terms of the goals of the college and teaching uni t.

  • Allocates cost share resources for direct cost items.

  • Allocates college resources to ensure that adequate space, facilities, equipment, and support services are available.

  • Approves course release time and determines teaching replacement needs.

The Office of the Provost assisted by the Director of the Office of Sponsored Programs -

  • Presents all requests for unilateral waivers of indirect costs requested by deans and principal investigators to the Provost for consideration.

  • Approves exceptions to policy in consultation with the Provost.

  • C onfirms all faculty appointments pursuant to existing appointment procedures.

  • Reviews proposals to determine that academic, legal, and financial interests of the University are preserved.

Copyright ©2008 American University. All rights reserved. Privacy Policy
Go to Office of Sponsored Programs Homepage