55.00.00 GRADUATE MINIMUM STANDARDS
Office Of The Provost
Office Of The Registrar
Table Of Contents
.01 Admission
.02 Evaluation of Graduate Students: Grade Point Average
.03 Advancement to Candidacy
.04 Credit‑Hour and Residence Requirements
.05 Tools of Research
.06 Examination Requirements
.07 Students in ABD (All‑But‑Dissertation) Status
.08 Statute of Limitations
.09 Graduate Load
.10 Qualifying Tests and Undergraduate Index
.11 Dismissal
.12 Graduate Student Petitions
.13 Thesis and Dissertation Committees
.14 Thesis and Dissertation Progress
.15 Faculty Responsible for Graduate Education
.16 Change in Field of Study
.17 Leaves of Absence/Maintaining Matriculation
.18 Graduate Readmission
   
   
 
 
 
 
 
 
 
Search:

.01 Admission

A. Minimum Standards for Admission

1. Possession of a bachelor's degree earned at an accredited college or university.

2. And, maintenance of at least a 3.0 (on a 4.00 scale) cumulative grade point average in the undergraduate program, calculated on the last 60 credit hours of course work completed and available at the time of consideration of application for admission. If the last 60 credit hours include some hours in a semester, all the credit hours taken that semester must be evaluated.

3. And, maintenance of a cumulative grade point average of at least 3.0 (on a 4.00 scale) in all relevant graduate work for which a grade has been awarded.

4. An applicant for graduate study may be admitted without reference to the undergraduate average (see paragraph 2 above) provided he or she (a) has maintained either a 3.3 cumulative grade point average in a master's degree program completed at an accredited institution; or (b) has maintained a 3.5 cumulative grade point average in the last 12 credit hours which are a part of a master's or doctoral degree program still in progress at such an institution at the time of the evaluation of the application, or in graduate work taken in nondegree status at American University and applicable to the degree program for which he or she is applying. An applicant for graduate study may be admitted without a bachelor's degree earned at an accredited college or university and/or without reference to the undergraduate average provided that he or she is a midcareer person who has not attended school on a full‑time basis for at least eight years and is applying for admittance to a professional degree master's program, when this exception is justified by an evaluation of the applicant's work performance and his or her organization's recommendation. A report on those persons admitted under this midcareer exception will be compiled annually by each teaching unit, and will be forwarded to the Dean of Academic Affairs.

Note: Definition of Teaching Unit: For the purpose of this regulation a teaching unit shall be defined as a school or department within the College of Arts and Sciences, and, with respect to each of the other colleges and schools, the college or school in its entirety. Any departments later established in these colleges and schools which later become recognized as teaching units shall follow procedures analogous to those established for the departments or schools of the College of Arts and Sciences in this regulation.

5. In the case of applicants to professional terminal master's degree programs, teaching units may, with the approval of the Graduate Studies Committee and the Provost, establish alternative admission criteria if the undergraduate degrees are over five years old.

6. A student admitted to a combined bachelor's/master's program may not be denied entry into that master's program if he or she meets university and teaching unit minimum standards for admission to the master's program involved.

7. And, satisfaction of any other criteria or requirements which any teaching unit may establish for admission to its graduate programs. These requirements will be in addition to, and not in lieu of, the university minimums described above.

8. In lieu of paragraphs 1 through 7, above, the requirements for admission to Kogod's business master's degree programs are: completion of the electronic online application, two letters of recommendation, an undergraduate degree from an accredited college or university, an official GMAT score (the GMAT score may be waived for applicants who are CPAs or who have a graduate degree with satisfactory grades), an official TOEFL score (for applicants whose native language is not English or whose degree is not from a school in the United States), official copies of all higher education transcripts, and a resume. Admission is based on evaluation of the application, letters of recommendation, undergraduate and/or graduate grade point average, GMAT and TOEFL scores, and relevant work experience.

9. See regulation 10.10.03 for additional standards for admission.

B. Provisional Standing: Each school or college may admit to provisional standing a limited number of students who do not fully meet the above standards. These students will be designated as provisional admittees at the time they are admitted and when they register. Admission to this category is subject to the following regulations:

1. The number of students admitted in one year who fail to meet university minimum standards may not exceed 20 percent of the total number of admissions to the teaching unit for that year. Students who meet university standards but fall short of meeting individual teaching unit criteria are not included in the 20 percent limit.

2. A provisionally admitted student must demonstrate to the satisfaction of the college, school, or department by the end of the first full‑time session of study or the first 9 to 12 credit hours of part‑time study that he or she has the ability to pursue the degree program with reasonable promise of success. Previous study in graduate courses at American University or elsewhere may be used in determining eligibility for provisional admission, but continuance of the student in the graduate program will be based on an appraisal of the quality of performance after the student has been given provisional admission.

3. The provisional admission status of a graduate student who does not give satisfactory evidence of capabilities by one of the appropriate times stated above will be cancelled. Such action constitutes dismissal and the student will receive formal notification thereof.

Senate action and Provost approval, November 1998. Effective fall 1998.

 GO TO TOP

.02 Evaluation of Graduate Students: Grade Point Average

A minimum cumulative grade point average of 3.00 in a graduate program is required to maintain good standing at both master's and doctoral levels. The calculation of the cumulative grade point average is specific to the program in which a student is enrolled.

A. Only graduate‑level American University courses that are accepted by the degree‑conferring teaching unit as fulfilling degree requirements are included in the cumulative grade point average.

B. Courses that are part of a completed American University master's degree are not used in the calculation of the cumulative grade point average for another master's degree except for credit earned in the first master's degree that is actually applied to the second. This provision also applies to cumulative grade point averages for students in dual degree programs.

C. Courses that are part of a completed American University master's degree are used in the calculation of the cumulative grade point average for a doctoral program only if the master's degree is accepted towards fulfilling the requirements of the doctoral program.

D. Courses taken in an uncompleted graduate degree program are used in the calculation of the cumulative grade point average for another program only when the credits earned in the first program are actually applied to the second.

E. Courses taken in nondegree status before admission to a degree program are calculated in the cumulative grade point average unless they were taken more than seven years before the semester the student matriculates, or unless they are specifically excluded by the student's teaching unit as not applying to the degree program in which the student is enrolled. Teaching units may not exclude courses specified in the university catalog as fulfilling requirements of the program to which the student has been admitted.

F. Decisions on inclusion in or exclusion from the cumulative grade point average of credit earned by a student before admission to a particular degree program must be made by the admitting department at the time of admission or no later than the end of the first semester of study in the degree program. The academic unit must then inform the appropriate dean of which courses taken in prior degree status will be included in, or which courses taken in nondegree status will be excluded from, the student's cumulative grade point average. The dean, if he or she approves the teaching unit's decision, then forwards notification to the University Registrar and to the student.

G. The Registrar will note on the student's permanent record those courses that are excluded from the calculation of the grade point average for the program in question. Once noted, this determination is not subject to change.

H. The calculation of the cumulative grade point average will be made upon the completion of the first 9 to 12 credit hours of graduate study and at the end of each semester thereafter. Probationary status for one semester may be granted to a student who fails to maintain the required 3.00 average, after which the student must achieve and maintain this average or be dismissed.

Senate action and Provost approval, November 1998. Effective fall 1998.

 GO TO TOP

.03 Advancement to Candidacy

Each teaching unit may at its option require a formal advancement to candidacy and determine the nature of the advancement procedure it will use.

 GO TO TOP

.04 Credit‑Hour and Residence Requirements

A. Master's Degrees

1. At least 30 credit hours of graduate work are required including:

a. No fewer than 3 and no more than 6 credit hours of research resulting in a thesis (the thesis option), or in lieu thereof,

b. 6 credit hours of graduate work completed with grades of B (3.0) or better, involving a case study, an in‑service project, an original creative work, specified research courses, or such other effort as the teaching unit may designate (the nonthesis option).

Senate action and Provost approval, May 1995.

2. At least 24 of these credit hours, including the thesis or nonthesis option, must be completed in residence at American University. These may include up to 12 credit hours of graduate‑level courses taken in nondegree status at the university; or a maximum of 21 credit hours earned in a completed graduate certificate program applied, as appropriate, toward fulfilling the requirements of a graduate degree program. In no case may more than 21 credit hours of nondegree credit be applied to a graduate degree program.

Senate action and Provost approval, November 1998. Effective fall 1998.

3. At least 50 percent of the course work a graduate student takes in residence toward the master's degree must be in graduate‑level courses that do not meet jointly with undergraduate‑level courses. For the purpose of this requirement, “course work” excludes master's thesis seminars, unless such seminars are courses with regularly scheduled class meetings.

Senate action, May 1987. Effective for students admitted or readmitted to a master's program in fall 1988 or later.

B. Doctoral Degrees

1. Doctoral degree programs consist of 72 credit hours of graduate work which shall include no fewer than 6 and no more than 24 credit hours of directed study on the dissertation. Students registering for independently supervised dissertation work shall register on a P/F or A/F basis and the final grade will be resolved to a P or letter grade when the dissertation is completed and accepted.

Senate action, May 1991. Provost approval, June 1991. Effective fall 1991.

2. At least 42 of these credit hours, including the research requirement, must be completed in residence at American University. (Course credit earned towards a master's degree at American University may, if relevant, be counted towards the Ph.D. degree.)

Senate action, May 1991. Provost approval, June 1991. Effective fall 1991.

3. For students admitted with a master's degree earned elsewhere, the requirement is at least 42 credit hours of additional graduate work, of which 36 credit hours, including the research requirement, must be completed at American University.

Senate action and Provost approval, December 1982. Effective fall 1983.

4. At least 50 percent of the course work a graduate student takes in residence toward the doctoral degree must be in graduate‑level courses that do not meet jointly with undergraduate‑level courses. For the purpose of this requirement, “course work” excludes doctoral dissertation seminars, unless such seminars are courses with regularly scheduled class meetings.

Senate action, May 1987. Effective for students admitted or readmitted to a doctoral program in fall 1988.

C. Transfer of Credit from One American University Advanced Degree to Another

1. A student may transfer 6 credit hours from one master's degree earned at American University to another master's degree to be completed at American University, except when the student is pursuing an approved dual degree program, in which case the limit on credit to be transferred is governed by the regulations covering dual degrees.

2. Dual Master’s Degrees Option

In the case of simultaneous approved registration in two master's degree programs under a Dual Master’s Degrees Option, additional courses may be counted toward both degrees under the following conditions:

a. The student must meet the admission criteria for each of the degrees and must be admitted separately to each degree program. The student must be admitted to the second program before completing the first. Admission to one degree program does not guarantee automatic admission to a second--each admission decision is separate, and conducted according to established procedures for the particular degree.

b. The student must meet all the course and other requirements for each degree program, including the thesis or non-thesis research option for each degree.

c. The student must complete at least 48 credit hours in residence at American University—at least 24 credits unique to each degree. Departmental requirements could demand more than 24 credit hours for either or both degrees, as described in the University Catalog. Courses used to satisfy requirements for an undergraduate degree may not also be used to satisfy requirements for a dual master’s degree.

d. The details of a Dual Master’s Degrees Program must be approved by the department chair or degree program director and the dean or dean's designee in each of the two degrees. Candidates for dual master’s degrees must submit a formal petition to the directors of each master’s program before the conferral date of the first degree.

e. The student applies for and receives each degree upon completion of all the requirements for that degree. The degrees may or may not be completed simultaneously.

Senate action January 1998; Provost approval February 1998. Effective: spring 1998.

3. A student pursuing a second doctoral degree at American University may transfer a total of 36 credit hours from one doctoral degree to the other. However, the student must complete an additional 36 credit hours of graduate work in residence in that new doctoral degree program.

 GO TO TOP

.05 Tools of Research

Teaching units specify tool of research requirement. Tools should relate to research in the discipline in which the student is studying. The student's satisfaction of the tool requirement is certified by the teaching unit, which may subcontract the job or do it itself.

 GO TO TOP

.06 Examination Requirements

A. Master's Degrees

1. At least one comprehensive examination, the nature and scope of which is determined by the teaching unit, will be required (except for KSB's M.B.A. and M.S. degrees).

Senate action and Provost approval, February 1990.

2. An oral examination on the thesis may be required by the teaching unit.

B. Doctoral Degrees

1. At least four comprehensive examinations will be required, at least one of which will be an oral examination. At least two comprehensive examinations must be written and must be taken within one year following the completion of the residence requirements. A qualifying examination and/or master's comprehensive examination, if taken at American University, may be credited at the discretion of the teaching unit toward meeting the comprehensive requirements for a doctoral degree. Comprehensive examinations given by other institutions will not be credited toward satisfaction of degree requirements.

2. An oral examination on the dissertation is also required.

C. Re‑examination

1. Comprehensive examinations: A student who fails a comprehensive examination may be permitted additional attempts within two years. The nature and extent of the examination to be retaken and the number of retakes to be allowed will be determined by the teaching unit.

2. Thesis and dissertation oral examinations: In the event of failure to complete the oral examination satisfactorily, the teaching unit may, at its discretion, permit one retake.

Senate action and Provost approval, November 1998. Effective fall 1998.

 GO TO TOP

.07 Students in ABD (All‑But‑Dissertation) Status

Students who enter a doctoral program without a master's degree may be awarded the appropriate master's degree from American University in the field in which their doctoral work was done upon satisfaction of all requirements for the doctorate (i.e., all required courses, all comprehensive examinations, all tools of research, and a minimum of 48 credit hours of graduate‑level course work exclusive of the dissertation seminar) except the dissertation. Students must apply for award of the master's degree in accordance with the schedule established by the Office of the Registrar, Degree Clearance Unit. Teaching units must certify that all requirements specified above have been met.

 

.08 Statute of Limitations

A. Master's degree: All work done for the master's degree must be completed within three years from the date of first enrollment in a graduate degree program (except for the M.B.A. degree, which must be completed within four years).

B. Doctoral degree: All work for the doctorate must be completed within five years from the date of first enrollment as a doctoral student (seven years if the student entered a doctoral program directly from a bachelor's degree).

C. Extension of candidacy: Prior to the expiration of the time limit specified above (or to the expiration of extensions approved thereto), the student may petition for an extension of candidacy. In any event, the totality of extensions will not exceed a three‑year period beyond the applicable three‑, five‑, or seven‑year duration of degree programs cited. A student not having applied under this provision will be considered as having withdrawn from American University.

D. Readmission: After expiration of the time limits indicated in A and B above, a student desiring to resume work toward the advanced degree may seek readmission once for a period of no more than three years (less any time granted in prior extensions) in which to complete the work. In this circumstance, the student must satisfy the requirements in effect at the time of readmission for the particular degree sought. This may require the taking of additional courses or other work or both additional courses and other work. These requirements will be specified by the teaching unit at the time of readmission.

E. Effect of Undergraduate Prerequisite: Any degree calling for additional prerequisite courses has the Statute of Limitations extended in the proportion that the prerequisite requirements bear to the graduate credit requirements.

 GO TO TOP

.09 Graduate Load

The normal load of full‑time graduate study is 9 to 12 credit hours per session; however, a particular teaching unit may declare circumstances under which full‑time involvement in thesis or dissertation research constitutes a full‑time standing.

 GO TO TOP

.10 Qualifying Tests and Undergraduate Index

When the combination of the undergraduate cumulative grade point average and the score achieved on a generally recognized and nationally administered qualifying test for a specific subject‑matter field has been found to be a better predictor of success in graduate study than the grade point average or the test score alone, a teaching unit, with the concurrence of the appropriate academic dean, may propose the use of such a combination in lieu of the standards set forth in the statement appearing in 55.00.01 herein.

A teaching unit which wishes to use this procedure must develop a plan which is based on experience at this and other institutions, and it must establish to the satisfaction of the University Senate the validity of the combination of grade point averages and test scores it proposes to use. Such a procedure, if approved in a specific degree program, must be used instead of and not as an alternative to the undergraduate cumulative grade point average required in 55.00.01 herein.

 GO TO TOP

.11 Dismissal

In the event a student fails to satisfy the requirements for the degree for which he or she is a candidate, the teaching unit shall recommend dismissal from the university. A student who is dismissed may not be readmitted to the university or any of its colleges and schools or permitted to enroll in nondegree status until a waiting period equivalent to a full calendar year after the end of the semester in which the dismissal was effective has passed. In order to be considered for readmission, a student must show cause or demonstrate the potential for improved academic performance.

Senate action and Provost approval, November 1998. Effective fall 1998.

 GO TO TOP

.12 Graduate Student Petitions

In cases of exceptions to the graduate minimum standards and other academic regulations, the teaching unit will review and forward its recommendation to the University Registrar via the teaching unit head and appropriate dean or deans, each of whom shall make his or her recommendation. If upon review, the University Registrar concurs with the dean's recommendation, the exception will be granted. If upon review the University Registrar cannot concur with the dean's recommendation, the disputed case will be referred for resolution to the Provost, whose decision will be final.

Suggested minimum documentation (as appropriate) to accompany requests for exceptions:

1. the original request by the student,

2. a statement of the regulation from which the exception is being requested,

3. the endorsement of the advisor, the teaching unit chair or dean, or both chair and dean. (In CAS, requests for exceptions are to be submitted to the Associate Dean for Academic Affairs),

4. a copy of the student's transcript or other pertinent record or both transcript and other record,

5. other statements by faculty or staff which clarify or elaborate upon the unique circumstances of the requested exception.

Senate action and Provost approval, November 1998. Effective fall 1998.

 GO TO TOP

.13 Thesis and Dissertation Committees

A. Thesis Committee: A thesis advisory committee shall consist of no fewer than two members, at least one of whom must be a member of the full‑time faculty. The committee chair must be the holder of an earned doctorate or of the appropriate terminal professional degree.

B. Dissertation Committee: A dissertation committee shall consist of no fewer than three members, at least two of whom must be members of the full‑time faculty. The committee chair must be a holder of an earned doctorate.

C. Committee appointment and approval: Thesis and dissertation committee members are appointed by the dean of the appropriate school or college upon the recommendation of the teaching unit chair/dean. Appointment is effected by approval of the Graduate Academic Action Form accompanying the thesis or dissertation proposal and listing proposed committee members.

D. Changes in committee membership: In the event a change in a thesis or dissertation committee becomes necessary, such changes will be effected through submission and approval of an appropriately executed Graduate Academic Action Form.

 GO TO TOP

.14 Thesis and Dissertation Progress

It is the collective responsibility of the student, the student's advisor, and the student's committee to ensure that satisfactory progress is being made toward completion of the thesis or dissertation. At least once each semester of the academic year, the student may request that the committee meet with him or her to discuss progress. Following such a meeting the committee chair will provide for the student appropriate comments. (Committee membership is on file in the office of the appropriate academic dean.)

 GO TO TOP

.15 Faculty Responsible for Graduate Education

A. Instruction: Instruction in 500‑, 600‑, and 700‑level courses shall be limited to persons with professorial rank.

B. Examination and Research Supervision:

1. Master's level: Preparation and marking of master's‑level comprehensive examinations and supervision of master's thesis and research shall be limited to persons with professorial rank.

2. Doctoral level: Preparation and marking of doctoral comprehensive examinations and the supervision of doctoral dissertations and research shall be limited to holders of an earned doctorate or full professors.

C. Exceptions: Exceptions to A and B above may be made for persons with equivalent professional and scholarly distinction provided that the head of the teaching unit, if any, the dean of the school or college, and the Provost all concur.

D. Exclusions: Persons engaged in graduate study at American University may not teach graduate-level courses, write or evaluate comprehensive examinations, or serve on graduate thesis or dissertation committees in the teaching unit in which they are pursuing a graduate degree.

Senate action and Provost approval, November 1998. Effective fall 1998.

 GO TO TOP

.16 Change in Field of Study

A graduate student who wishes to change his or her field of study or school affiliation may request an approval of the change on the appropriate form available in the Office of the University Registrar. A graduate student who wishes to change colleges must apply through the Admissions Office. The affected teaching unit may request copies of the student's record from the Office of the University Registrar.

 GO TO TOP


.17 Leaves of Absence/Maintaining Matriculation

Once enrolled in a degree program, a graduate student is expected to make progress toward his or her degree objective by maintaining continuous enrollment at American University. Normally a student maintains continuous enrollment by registering for at least one semester hour of credit each fall and spring semester until the degree objective is reached.

A. During a semester when a student is not pursuing credit course work but is continuing to utilize the services of the university (i.e., to prepare for comprehensive examinations or to complete major research for the thesis or dissertation), the student maintains enrolled status by registering for maintaining matriculation. Teaching units may establish specific requirements as to when and for how many semesters students may be in maintaining matriculation status.

B. If a student is unable to pursue course work or to work with faculty for a fall or spring semester, the dean of the student's teaching unit may authorize a leave of absence for one or two semesters, during which the student's enrollment status in the degree program would be maintained. During a leave the student is not entitled to use the services of the university. Time limitations for completing graduate degrees, as specified in 55.00.08.A and .B, continue to apply during periods when students are on leaves of absence. Students may petition for extension of candidacy under the provisions of 55.00.08.C at the time they apply for a leave or at a later time. Procedures for granting leaves of absence will be established within each school or college.

 GO TO TOP

.18 Graduate Readmission

Students who fail to maintain continuous enrollment by registering for credit, registering for maintaining matriculation, or by obtaining an approved leave of absence for a major semester will be considered to have withdrawn from the university and will be required to apply for readmission if they wish to resume degree study. Students who are readmitted are subject to any new degree requirements that may have been instituted since their last matriculation.

 GO TO TOP



Last Update:
© Copyright 2000 American University. All rights reserved.
AU has a policy on the transmission of personal information over the World Wide Web
Maintained by bpeneva@american.edu