TED Case Studies

Moon Rocks

Click on the Landing Sites to see pictures of lunar samples brought back.




 

I. Identification

1. The Issue

The world is quickly entering into a new age, the space age. This paper will look at the laws which has started to govern this new age. The current problem is one of rights. Who, if any body has the right to own, sell, and privitization the moon. Over Thirty years ago the Outer Space Treaty was created in order to solve this problem. The major problem with the Outer Space Treaty was it left out private entities in regards to owning any part of the moon or other celestial body. The The Moon Treaty was then created in order to make it so no one could own any part of the moon or other celestial body. This treaty was only supported by 6 UN nations, and the United States did not sign this treaty. Currently this is where the world stands in regards to space law.

2. Description

On July 20, 1969 at 4:17:40 p.m. the world changed. Neil Armstrong became the fist person to land on the moon. With Neil Armstrong's landing the world entered into a whole new age, the space age. Upon entering in to any age there are always people who want to exploit this new situation and others who want to preserver the new situation. This is only too true for the moon. The current debate over moon rocks is not the buying and selling of moon rocks but in the acquisition of moon rocks from the moon and if any body has the right to exploit the resources on the moon. The parties directly involved in this controversy are Private Business and the United Nations.

On December 19, 1966 "Outer Space Treaty" was ratified by the UN General assembly and was open for signature in the United States in 1967. The Outer Space Treaty is some times referred to as the Magna Carte for all space law and treaties. From the Outer Space Treaty four other treaties were spawned. (1) the Agreement on the Rescue and Return of Astronauts, and the Return of Objects Launched into Outer Space, opened for signature in 1968 (11); (2) the Convention on International Liability for Damage Caused by Space Objects (Damage Convention), available for ratification in 1972 (12); (3) the Convention on Registration of Objects Launched into Outer Space, opened for signature in 1975 (13); and (4) the Agreement Governing the Activities of States on the Moon and Other Celestial Bodies (Moon Treaty), available for signature in 1980 (14).1 In regards to the trade of moon rocks, the Moon Treaty is also relevant in understanding the issue of moon rocks. It should be noted though only 6 members of the United Nations supported this and the President Reagan Did not sign this treaty.2 This means the only basis for law on the buying, selling, and appropriating of moon rocks comes from section two of the Outer Space Treaty.

Article II

Outer space, including the moon and other celestial bodies, is not subject to national appropriation
by claim of sovereignty, by means of use or occupation, or by any other means.
3

A Moon Rock from Apollo 15

This is the only legal wording in regards to the moon. This explicitly leaves out privatization of the moon. This paper will first look at the privatization of the moon and its resources and then at the Moon Treaty which directly opposed any and all exploitation of the moon.

Currently one man owns the entire moon, Mr. Dennis Hope AKA "The Big Cheese." Mr. Hope in 1980 made a claim for the entire lunar surface, as well as the surface of all the other eight planets of our solar system and their moons (except Earth and the sun). His claim was accepted. Mr. Hope then informed the US government, the General Assembly of the United Nations, and the Russian Government in writing of the claim and the legal intent to sell extraterrestrial properties. None of the three entities mentioned above disputed his claim over the solar system. Mr. Hope then copyrighted this with the US Copyright registry office. This is the first legal basis to owning any part of the moon. It should b noted that Mr. Hope is selling this property at $14.99 for 177 acres on the moon and the purchaser gets mining rights to the property as well.4 This is obviously sets the standard as to the owning of the moon, moon rocks and all other minerals on the moon. Another group ASR, Applied Science Research, is planning to launch a rocket to the moon and bring back 10 kilograms of moon rocks.5

ASR's plan is to sell the rocks that will be picked up by their Lunar Retriever I for the price of less then $10/mg.6 Current Prices for moon rocks and dust are: a few milligrams of lunar dust sold at a Superior Galleries auction in California in 1993 for $42,500, and one carat moon rock sold for approximately $442,000 at Sotheby's in New York.7 The Honduras government also tried to sell a moon rock to collector in Florida for $5 million.8 ASR basis as to why they are doing this is directly from congress.

"The Commercial Space Act of 1997 would direct NASA to purchase space science data from private concerns when doing so would be more economical.5 H.R. 1275, a NASA appropriations bill for 1998-99, states as a finding of Congress:
The overwhelming preponderance of the Federal Government's requirements for routine, non-emergency manned and unmanned space transportation can be met most effectively, efficiently, and economically by a free and competitive market in privately developed and operated space transportation services."
9

Lunar Basalt From Apollo 12

ASR interpretation of this is that any company that wants to should and can exploit the moon and all other celestial bodies for the exploration of space. This is key to the understanding of the trading of moon rocks. ASR, Mr. Hope and many others argue the moon should be open for exploration and exploitation. If the moon and the natural resources on the moon are not open for exploitation then private funding for space exploration will not occur. This is why the private sector argues the moon and other celestial bodies should be exploited for a profit. This is in diametric opposition to the Moon Treaty, which was created by the United Nations and by the other groups, and organizations, which believe the moon, should be left alone.
The Moon Treaty as created by the Untied Nations sates in Article 11 section 3:

neither the surface nor the subsurface of the moon, nor any part thereof or natural resources in
place, shall become property of any State, international intergovernmental or non-governmental
organization, national organization or non-governmental entity or of any natural person. The
placement of personnel, space vehicles, equipment, facilities, stations and installations on or
below the surface of the moon, including structures connected with its surface or subsurface,
shall not create a right of ownership over the surface or the subsurface of the moon or any areas
thereof.
10

A Space Rock from the Apollo 16 Mission

This makes it explicitly cleat that no one can own any part of the moon and no one can exploited the moon's natural resources either. Though as stated earlier, only 6 members of the UN General assembly ratified the treaty. The original reason the moon treaty was created was because of the wording in the original Outer Space Treaty which left out private entities as not being able to own or exploit the moon and the natural resources on the moon. As stated before though, the Untied Sates did not sign this treaty, neither did the former Soviet Union, or any other country having a space program. As a result of all but 6 countries not signing the moon treaty is has made the discussion about outer space extremely difficult. The additional point, which has made this so difficult, is that no private entity has ever gone to the moon. It is my feeling thought in the next few years all these problems will have to get sorted out, and probably in favor of privatization. There is no realist way that space can not be privatized. NASA cannot fund space exploration forever. The moon has real value to the human race as a whole; thus we should take advantage of this.

 

3. Related Cases

See also the Space Mining Case.

Keyword Clusters
(1): Trade Product = MOONrock
(2): Bio-geography = SPACE
(3): Environmental Problem = NA

4. Draft Author: Josh Pierry

Created on April 11, 1999

 

II. Legal Clusters

 

5. Discourse and Status: AGREEment and INPROGress

Currently the only agreements are the Outer Space Treaty, which was ratified by the UN in 1966. This is core of all space law. The other relevant treaty is the Moon Treaty, but this has yet to be approved by the UN General assembly. No country with a Space Program supports the adoption of the Moon Treaty.

Russian Lunar rock samples

6. Forum and Scope: MANY and MULTILATERAL

At the international level this effects all countries. What ever laws are decided upon now will effect future law for space. Currently though these agreements only affect countries with a space program.

 

7. Decision Breadth: Many

The moon does not have to be claimed by any one country or entity. The moon is much like the new world was 500 years ago. The long term effects of the decisions made now will choose the path we look at space, the moon, and the exploitation of space.

8. Legal Standing: TREATY

Currently the only law which every country is part of is the Outer Space Treaty. This is the only formal international law in regards to the exploitation of celestial bodies including the moon.

 

Lunar brown glass from Apollo 17

 

III. Geographic Clusters

 

9. Geographic Locations

a. Geographic Domain: SPACE

b. Geographic Site: MOON

c. Geographic Impact: GLOBAL

 

10. Sub-National Factors:NO

 

11. Type of Habitat: SPACE

 

IV. Trade Clusters

 

12. Type of Measure:LICENsing

 

13. Direct v. Indirect Impacts:INDirect

There is no direct ban on the trade of moon rocks for profit, except nation states. One of the reasons the Moon Treaty was supported because of the possible impact on the environment on the moon as a result of people exploiting the natural resources on the moon. The current problem is who has the rights to retrieve moon rocks from the moon.

 

Lunar Breccia from Apollo 14

14. Relation of Trade Measure to Environmental Impact

a. Directly Related to Product: YES (MOONrock)

b. Indirectly Related to Product: NO

c. Not Related to Product: NO

d. Related to Process: YES SPACE

 

15. Trade Product Identification: MOONrock

 

16. Economic Data

ASR is counting on the project to retrieve moon rocks to cost about $100 million. This will be paid for by the rocks which are brought back. Other factors are the additional engineers that ASR and companies like ASR will employ. There is also a cost savings to NASA. When NASA can buy space data from private companies, then more money can be spent on other aspects of the space program. As of yet there are no hard numbers as to the actual effect of this on the economy.

Russian Lunar Samples

17. Impact of Trade Restriction:HIGH

Since the moon has never been exploited for profit, the possible environmental problems are enormous. Also there is currently no law regarding the environment on the moon. This opens up the possibility for gross abuse of the lunar surface.

 

18. Industry Sector:MOTH

 

19. Exporters and Importers: EARTH and MOON

 

V. Environment Clusters

 

20. Environmental Problem Type:POLL- MOON

The environmental effects have not been calculated and are not know. Though we can assume humans will have some type of effect on the environment on the moon if we land multiple rock finding devices on the moon.

 

21. Name, Type, and Diversity of Species

Name:N/A

Type:N/A

Diversity:N/A

 

22. Resource Impact and Effect:LOW and SCALE

Currently there is no problem, but it is an issue we need to address in the future. If the scale of exploitation on the moon is low, there will be no problem. The large problems will occur in the amount of projects which will try to bring back moon rocks from the moon.

Lunar Rocks Brought back on Apollo 11

23. Urgency and Lifetime:N/A

 

24. Substitutes:N/A

 

VI. Other Factors

 

25. Culture:NO

 

26. Trans-Boundary Issues:YES

 

27. Rights:NO

 

28. Relevant Literature

1.White, Harold M. Jr. "INTERNATIONAL LAW AND RELATIONS" .

2. Hope, Dennis. "Extraterrestrial Property and Space Law: Fact and Fiction. ".

3. Outer Space Treaty.

4. Hope, Dennis. "General FAQs".

5. Manifold, Jay. "COMMERCIAL PLANETARY SAMPLE RETURN: THE NEW AGE OF EXPLORATION"

6. ASR. "FAQ Sheet".

7. ASR. "Moon Rocks".

8. Associated Press. "Feds Stop Sale of $5M Moon Rock". December 8, 1998.

9. Elliott, Beth. "PRIVATE COMMERCIAL LUNAR SAMPLE RETURN MISSIONS".

10. The Moon Treaty.